Audit Dashboard
Branch audit lifecycle management
12
Active
5
Day 1 Pending
3
BM Review
8
Critical
156
Completed
Audit Pipeline
| Audit ID | Branch | Stage | Score | Date | |
|---|---|---|---|---|---|
| AUD-2025-0001 | Andheri West | Final Report | 42 Unsatisfactory | Jan 1, 2025 | View → |
| AUD-2025-0002 | BKC Main | BM Review | - | Jan 1, 2025 | Review → |
| AUD-2025-0003 | Thane Station | Day 1 Pending | - | Jan 2, 2025 | Enter Data → |
Pre-Audit Setup
Select branch and schedule audit
Day 1 - Physical Verification
Andheri West • AUD-2025-0003
CRITICALCash 3-Way Reconciliation
Physical Cash Count
Denomination-wise count completed
System EOD Report
Downloaded & verified
Vault Register
Entries matched
CRITICALKeys Register Verification
Vault Keys
Dual custody verified
BM Keys
Holder matches register
BOM Keys
Holder matches register
No Dual Key Holding
One person ≠ two sets
CRITICALLocker Operations
Register vs System Match
Locker count reconciled
Physical Inspection
Random lockers inspected
Agreement Documentation
Documentation complete
HIGHBranch Compliance
Notice Board (SQ Audit)
All notices displayed
POSH Compliance
Display verified
3-Language Signage
Hindi, English, Regional
Day 2 - AI Agents Processing
Andheri West • Q4-FY2025
0.0s
11 AI Agents
0/11Cash Management
KYC/AML
Account Lifecycle
Remittance
ATM Operations
Deliverables
Death Claims
Complaints
Expenses
Compliance
Physical Verification
Execution Log
Live
0
Controls
0
Findings
0
Critical
0
Records
Draft Audit Report
Pending BM ReviewAUD-2025-0002 • BKC Main • Q4-FY2025
48
Controls
18
Findings
8
Critical
14.2s
Time
⚠️
FRAUD ALERT: Chinese Wall Breach
EMP10236 handled Card & PIN • RBI/2024-25/DEL Section 6.1
Findings - Branch Manager Response Required
Final Audit Report
AUD-2025-0001 • Andheri West • Q4-FY2025
Audit Score Summary
42
out of 100
✗ Unsatisfactory
Trend: ↓ Declining
Previous: 68
Score Breakdown
Cash Compliance12/20
KYC/AML8/15
Physical Verification10/20
Operations12/25
Rating Scale
Satisfactory: 85-100
Adequate: 70-84
Needs Improvement: 50-69
Unsatisfactory: <50
48
Controls
18
Findings
8
Critical
12
Accepted
6
Rejected
⚠️
FRAUD DETECTED - Escalated to Vigilance
Chinese Wall Breach • EMP10236 • RBI/2024-25/DEL 6.1
Final Findings
| Parameter | Actual | Policy Norm | Policy Ref | Status |
|---|---|---|---|---|
| Chinese Wall Compliance | Breach (4) | 0 breaches | DEL-6.1 | Fail |
| Cash Retention | ₹28.5L | ≤ ₹25L | CM-1.1 | Fail |
| Key Register | Mismatch | 100% match | PHY-11.2 | Fail |
| EDD Compliance | 3 missing | 100% | KYC-2.2 | Fail |
| Dual Custody | Compliant | Required | CM-1.2 | Pass |
| POSH Display | Displayed | Required | PHY-11.4 | Pass |
4 parameters within policy norms. 4 deviations require remediation.
RBI Audit Policy Framework
Master Direction - Branch Operations 2024-25
v2024-25Effective: Apr 1, 2024